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DRAPER ASSET MANAGEMENT, LLC

SMITHTOWN, NY · CRD 148136 · IAPD ↗ · draperasset.com · 631-361-4925

$231.0MRegulatory AUM
6Advisory reps
9Employees
19Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — DRAPER ASSET MANAGEMENT, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — DRAPER ASSET MANAGEMENT, LLC now reports custody of client assets ($52.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
April 2026 — DRAPER ASSET MANAGEMENT, LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2025 — DRAPER ASSET MANAGEMENT, LLC reported RAUM up 42% ($137.3M -> $195.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2025 — DRAPER ASSET MANAGEMENT, LLC grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.