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NEO IVY CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 284999 · IAPD ↗ · neoivycapital.com · 646-389-9813

$1.24BRegulatory AUM
8Advisory reps
12Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2025 — NEO IVY CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($989.4M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
October 2024 — NEO IVY CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($79.9M -> $989.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
30
April 2024 — NEO IVY CAPITAL MANAGEMENT, LLC reported RAUM down 57% ($186.9M -> $79.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.