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USA FINANCIAL SECURITIES LLC

ADA, MI · CRD 103857 · IAPD ↗ · usafinancial.com · 888-407-8198

$296.5MRegulatory AUM
134Advisory reps
172Employees
374Clients
51-100Planning clients
0Private funds
51States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — USA FINANCIAL SECURITIES LLC shrank from 141 to 134 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
April 2026 — USA FINANCIAL SECURITIES CORPORATION is now doing business as USA FINANCIAL SECURITIES LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
45
April 2025 — USA FINANCIAL SECURITIES CORPORATION notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — USA FINANCIAL SECURITIES CORPORATION reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.