← Tributary

WEST INVEST

BELLINGHAM, WA · CRD 327641 · IAPD ↗ · 360-738-6019

$304.5MRegulatory AUM
8Advisory reps
10Employees
0Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

69
April 2026 — WEST INVEST reported RAUM up 57% ($193.6M -> $304.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2026 — WEST INVEST grew from 5 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
February 2026 — WEST INVEST notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — WEST INVEST reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2025 — WEST INVEST reported RAUM up 27% ($152.3M -> $193.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — WEST INVEST now reports custody of client assets ($173.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
September 2024 — NORTHWEST WEALTH ADVISORS is now doing business as WEST INVEST.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
75
April 2024 — NORTHWEST WEALTH ADVISORS now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.