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OAK RIDGE INVESTMENTS, LLC

CHICAGO, IL · CRD 107066 · IAPD ↗ · 312-857-1040

$1.70BRegulatory AUM
11Advisory reps
13Employees
7Clients
n/aPlanning clients
0Private funds
52States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
June 2026 — OAK RIDGE INVESTMENTS, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
66
April 2026 — OAK RIDGE INVESTMENTS, LLC reported RAUM up 31% ($1.31B -> $1.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2026 — OAK RIDGE INVESTMENTS, LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — OAK RIDGE INVESTMENTS, LLC crossed $1B in regulatory AUM ($899.9M -> $1.31B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
November 2024 — OAK RIDGE INVESTMENTS, LLC notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — OAK RIDGE INVESTMENTS, LLC shrank from 11 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2024 — OAK RIDGE INVESTMENTS, LLC reported RAUM up 27% ($708.4M -> $899.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.