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VESTGEN ADVISORS, LLC

CHICAGO, IL · CRD 318657 · IAPD ↗ · 312-237-4446

$6.67BRegulatory AUM
58Advisory reps
165Employees
0Clients
More than 500Planning clients
0Private funds
40States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
October 2026 — VESTGEN ADVISORS, LLC notice-filed in ME, NE, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
September 2026 — VESTGEN ADVISORS, LLC notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
August 2026 — VESTGEN ADVISORS, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — VESTGEN ADVISORS, LLC added office(s): 14 -> 16 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2026 — VESTGEN ADVISORS, LLC reported RAUM up 92% ($3.47B -> $6.67B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — VESTGEN ADVISORS, LLC grew from 30 to 58 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
February 2026 — VESTGEN ADVISORS, LLC moved its main office from INVERNESS, IL to CHICAGO, IL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
February 2026 — VESTGEN ADVISORS, LLC added office(s): 9 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
February 2026 — VESTGEN ADVISORS, LLC notice-filed in AL, CT, DC, DE, KY, MA, NM, NV, OK, OR, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2025 — VESTGEN ADVISORS, LLC notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — VESTGEN ADVISORS, LLC added office(s): 7 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — VESTGEN ADVISORS, LLC crossed $1B in regulatory AUM ($660.3M -> $3.47B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
78
January 2025 — VESTGEN ADVISORS, LLC grew from 20 to 30 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
December 2024 — VESTGEN ADVISORS, LLC added office(s): 5 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
December 2024 — VESTGEN ADVISORS, LLC grew from 13 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
November 2024 — VESTGEN ADVISORS, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
November 2024 — VESTGEN ADVISORS, LLC added office(s): 1 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
November 2024 — WEALTH MANAGEMENT GROUP, L.L.C. is now doing business as VESTGEN ADVISORS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
74
November 2024 — VESTGEN ADVISORS, LLC grew from 7 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
March 2024 — WEALTH MANAGEMENT GROUP, L.L.C. reported RAUM up 25% ($528.1M -> $660.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.