← Tributary

ALAN B. LANCZ & ASSOCIATES, INC.

TOLEDO, OH · CRD 105363 · IAPD ↗ · ablonline.com · 419-536-5200

$175.4MRegulatory AUM
1Advisory reps
4Employees
0Clients
1-10Planning clients
2Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — ALAN B. LANCZ & ASSOCIATES, INC. shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
42
April 2025 — ALAN B. LANCZ & ASSOCIATES, INC. notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.