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VAWTER FINANCIAL LTD

COLUMBUS, OH · CRD 108830 · IAPD ↗ · 614-451-1002

$394.4MRegulatory AUM
4Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — VAWTER FINANCIAL LTD reported RAUM up 26% ($313.6M -> $394.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2025 — VAWTER FINANCIAL LTD notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — VAWTER FINANCIAL LTD reported RAUM up 32% ($204.3M -> $268.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.