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NORTHAMPTON CAPITAL PARTNERS

MIAMI, FL · CRD 329072 · IAPD ↗ · 914-309-1746

$1.31BRegulatory AUM
12Advisory reps
12Employees
0Clients
n/aPlanning clients
6Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

57
April 2025 — NORTHAMPTON CAPITAL PARTNERS grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — NORTHAMPTON CAPITAL PARTNERS crossed $1B in regulatory AUM ($125.0M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
50
November 2024 — NORTHAMPTON CAPITAL PARTNERS now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
November 2024 — NORTHAMPTON CAPITAL PARTNERS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
November 2024 — NORTHAMPTON CAPITAL PARTNERS now reports 1 private fund(s) ($125.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
July 2024 — NORTHAMPTON CAPITAL PARTNERS (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.