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HASENBERG FINANCIAL GROUP

EAU CLAIRE, WI · CRD 326053 · IAPD ↗ · hasenberginc.com · 715-839-6566

$270.5MRegulatory AUM
5Advisory reps
10Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — HASENBERG FINANCIAL GROUP (EAU CLAIRE, WI) left the SEC roster (was $270.5M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
April 2025 — HASENBERG FINANCIAL GROUP now reports custody of client assets ($6.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
65
February 2025 — HASENBERG FINANCIAL GROUP reported RAUM up 35% ($199.6M -> $270.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2025 — HASENBERG FINANCIAL GROUP grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
November 2024 — HASENBERG FINANCIAL GROUP added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
June 2024 — HASENBERG FINANCIAL GROUP notice-filed in CO, FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.