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PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

EDINA, MN · CRD 117962 · IAPD ↗ · (952) 224-4350

$2.03BRegulatory AUM
18Advisory reps
34Employees
19Clients
More than 500Planning clients
2Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. reports More than 500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.