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VANGUARD ASSET MANAGEMENT, LIMITED

LONDON, United Kingdom · CRD 282598 · IAPD ↗ · vanguardinvestor.co.uk · 44 203 7535600

$482.96BRegulatory AUM
73Advisory reps
960Employees
0Clients
n/aPlanning clients
0Private funds
0States
72Disclosures
foreignSegment
ApprovedSEC status

Filing changes

35
August 2025 — VANGUARD ASSET MANAGEMENT, LIMITED (LONDON, United Kingdom) left the SEC roster (was $482.96B RAUM, 73 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
25
June 2025 — VANGUARD ASSET MANAGEMENT, LIMITED's Item 11 disclosure-reporting entries rose by 14 (58 -> 72).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
May 2025 — VANGUARD ASSET MANAGEMENT, LIMITED's Item 11 disclosure-reporting entries rose by 14 (44 -> 58).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
April 2025 — VANGUARD ASSET MANAGEMENT, LIMITED's Item 11 disclosure-reporting entries rose by 22 (22 -> 44).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
April 2025 — VANGUARD ASSET MANAGEMENT, LIMITED grew from 68 to 73 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
March 2025 — VANGUARD ASSET MANAGEMENT, LIMITED's Item 11 disclosure-reporting entries rose by 5 (17 -> 22).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
January 2025 — VANGUARD ASSET MANAGEMENT, LIMITED's Item 11 disclosure-reporting entries rose by 1 (16 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
April 2024 — VANGUARD ASSET MANAGEMENT, LIMITED reported RAUM up 27% ($318.51B -> $403.34B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.