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RIVERFRONT INVESTMENT GROUP, LLC

RICHMOND, VA · CRD 146221 · IAPD ↗ · 804-549-4800

$2.22BRegulatory AUM
12Advisory reps
46Employees
10Clients
n/aPlanning clients
0Private funds
51States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — RIVERFRONT INVESTMENT GROUP, LLC grew from 9 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2026 — RIVERFRONT INVESTMENT GROUP, LLC reported RAUM up 88% ($1.18B -> $2.22B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — RIVERFRONT INVESTMENT GROUP, LLC shrank from 13 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
April 2025 — RIVERFRONT INVESTMENT GROUP, LLC crossed $1B in regulatory AUM ($751.1M -> $1.18B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.