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WEALTHPLAN INVESTMENT MANAGEMENT LLC

OMAHA, NE · CRD 311364 · IAPD ↗ · wealthplan.group · 402-691-0200

$2.19BRegulatory AUM
14Advisory reps
34Employees
372Clients
251-500Planning clients
2Private funds
36States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
September 2026 — WEALTHPLAN INVESTMENT MANAGEMENT LLC notice-filed in GA, OH, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
February 2026 — WEALTHPLAN INVESTMENT MANAGEMENT LLC reported RAUM up 39% ($1.57B -> $2.19B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
February 2026 — WEALTHPLAN INVESTMENT MANAGEMENT LLC now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
78
February 2026 — WEALTHPLAN INVESTMENT MANAGEMENT LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
July 2025 — WEALTHPLAN INVESTMENT MANAGEMENT LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
July 2025 — WEALTHPLAN INVESTMENT MANAGEMENT LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
April 2025 — WEALTHPLAN INVESTMENT MANAGEMENT LLC grew from 8 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — WEALTHPLAN INVESTMENT MANAGEMENT LLC crossed $1B in regulatory AUM ($988.9M -> $1.57B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
February 2025 — WEALTHPLAN INVESTMENT MANAGEMENT LLC notice-filed in DC, LA, MA, NM, NV, NY, OR, SC, VA, WA, WI, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2025 — WEALTHPLAN INVESTMENT MANAGEMENT LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
January 2025 — WEALTHPLAN INVESTMENT MANAGEMENT LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
November 2024 — WEALTHPLAN INVESTMENT MANAGEMENT LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — WEALTHPLAN INVESTMENT MANAGEMENT LLC shrank from 12 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.