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ROVIN CAPITAL

MESA, AZ · CRD 152662 · IAPD ↗ · facadvisors.com · 480-739-2110

$917.3MRegulatory AUM
9Advisory reps
14Employees
0Clients
251-500Planning clients
2Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — ROVIN CAPITAL reported RAUM up 29% ($710.7M -> $917.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
51
April 2025 — ROVIN CAPITAL notice-filed in ID, NC, NE, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — ROVIN CAPITAL reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — ROVIN CAPITAL crossed $500M in regulatory AUM ($478.6M -> $596.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.