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ALPHACENTRIC ADVISORS LLC

SAN JUAN, PR · CRD 170679 · IAPD ↗ · alphacentricfunds.com · 6467578387

$433.1MRegulatory AUM
7Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
2States
15Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

43
April 2026 — ALPHACENTRIC ADVISORS LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
38
April 2025 — ALPHACENTRIC ADVISORS LLC reported RAUM down 32% ($728.2M -> $495.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
43
April 2025 — ALPHACENTRIC ADVISORS LLC's Item 11 disclosure-reporting entries rose by 4 (11 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
43
April 2025 — ALPHACENTRIC ADVISORS LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
38
April 2024 — ALPHACENTRIC ADVISORS LLC reported RAUM down 32% ($1.08B -> $728.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.