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HIGHGATE GROUP USA INC.

MONTREAL, QUEBEC, Canada · CRD 333217 · IAPD ↗ · 514-789-7140

$17.0MRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

37
June 2026 — HIGHGATE GROUP USA INC. grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2025 — HIGHGATE GROUP USA INC. (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.