← Tributary

RESOURCE FINANCIAL GROUP, LTD.

WILMETTE, IL · CRD 119833 · IAPD ↗ · rfgltd.com · 847-256-7495

$637.4MRegulatory AUM
2Advisory reps
8Employees
2Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2026 — RESOURCE FINANCIAL GROUP, LTD. (WILMETTE, IL) left the SEC roster (was $637.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
April 2025 — RESOURCE FINANCIAL GROUP, LTD. notice-filed in AZ, CA, CO, FL, NH, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — RESOURCE FINANCIAL GROUP, LTD. crossed $500M in regulatory AUM ($464.1M -> $542.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
April 2024 — RESOURCE FINANCIAL GROUP, LTD. reported RAUM up 28% ($363.8M -> $464.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.