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ADKINS SEALE CAPITAL MANAGEMENT LLC

SHREVEPORT, LA · CRD 166749 · IAPD ↗ · ascm-llc.com · 318-703-3641

$448.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2025 — ADKINS SEALE CAPITAL MANAGEMENT LLC now reports custody of client assets ($12.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
December 2024 — ADKINS SEALE CAPITAL MANAGEMENT LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.