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WAYSTONE ASSET MANAGEMENT (USA) LLC

CHICAGO, IL · CRD 315393 · IAPD ↗ · waystone.com · 312-724-9036

$742.6MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — WAYSTONE ASSET MANAGEMENT (USA) LLC crossed $500M in regulatory AUM ($131.0M -> $742.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
August 2025 — WAYSTONE ASSET MANAGEMENT (USA) LLC now reports 1 private fund(s) ($131.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
April 2025 — WAYSTONE ASSET MANAGEMENT (USA) LLC (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.