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BROADWAY WEALTH SOLUTIONS

SAN ANTONIO, TX · CRD 291753 · IAPD ↗ · broadway.bank · (210) 283-6600

$308.1MRegulatory AUM
11Advisory reps
11Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2025 — BROADWAY WEALTH SOLUTIONS notice-filed in CA, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
April 2024 — BROADWAY WEALTH SOLUTIONS reported RAUM up 69% ($148.1M -> $250.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.