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MONARCH WEALTH STRATEGIES

SANTA BARBARA, CA · CRD 136029 · IAPD ↗ · (805) 564-0800

$463.5MRegulatory AUM
7Advisory reps
7Employees
0Clients
251-500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — MONARCH WEALTH STRATEGIES notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — MONARCH WEALTH STRATEGIES reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
April 2025 — MONARCH WEALTH STRATEGIES notice-filed in CO, MO, NV, NY, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — MONARCH WEALTH STRATEGIES reported RAUM up 29% ($336.8M -> $434.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — MONARCH WEALTH STRATEGIES grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2025 — MONARCH WEALTH STRATEGIES reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.