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CONCENTRUM WEALTH MANAGEMENT

SAN JOSE, CA · CRD 167151 · IAPD ↗ · 408-840-4030

$986.8MRegulatory AUM
5Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — CONCENTRUM WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — CONCENTRUM WEALTH MANAGEMENT notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — CONCENTRUM WEALTH MANAGEMENT reported RAUM up 30% ($623.5M -> $809.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2025 — CONCENTRUM WEALTH MANAGEMENT now reports custody of client assets ($13.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
November 2024 — CONCENTRUM WEALTH MANAGEMENT notice-filed in NC, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2024 — CONCENTRUM WEALTH MANAGEMENT notice-filed in AK, CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — CONCENTRUM WEALTH MANAGEMENT crossed $500M in regulatory AUM ($413.5M -> $623.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.