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PROSTATIS FINANCIAL ADVISORS GROUP

HANOVER, MD · CRD 132662 · IAPD ↗ · 410-863-1040

$605.4MRegulatory AUM
16Advisory reps
27Employees
5Clients
More than 500Planning clients
0Private funds
15States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — PROSTATIS FINANCIAL ADVISORS GROUP added office(s): 10 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — PROSTATIS FINANCIAL ADVISORS GROUP notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — PROSTATIS FINANCIAL ADVISORS GROUP added office(s): 8 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — PROSTATIS FINANCIAL ADVISORS GROUP now reports custody of client assets ($90.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — PROSTATIS FINANCIAL ADVISORS GROUP crossed $500M in regulatory AUM ($405.0M -> $508.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
72
April 2025 — PROSTATIS FINANCIAL ADVISORS GROUP grew from 14 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2025 — PROSTATIS FINANCIAL ADVISORS GROUP notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — PROSTATIS FINANCIAL ADVISORS GROUP added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2024 — PROSTATIS FINANCIAL ADVISORS GROUP reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2024 — PROSTATIS FINANCIAL ADVISORS GROUP reported RAUM up 30% ($310.9M -> $405.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.