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BLOM & HOWELL FINANCIAL PLANNING, INC.

MODESTO, CA · CRD 311830 · IAPD ↗ · 209-857-5207

$161.5MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
June 2026 — BLOM & HOWELL FINANCIAL PLANNING, INC. notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2025 — BLOM & HOWELL FINANCIAL PLANNING, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — BLOM & HOWELL FINANCIAL PLANNING, INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
June 2024 — BLOM & HOWELL FINANCIAL PLANNING, INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
February 2024 — BLOM & HOWELL FINANCIAL PLANNING, INC. now reports custody of client assets ($88.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.