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ETHOS CAPITAL MANAGEMENT, INC.

NEWTOWN, PA · CRD 313145 · IAPD ↗ · 215-968-1820

$155.4MRegulatory AUM
4Advisory reps
4Employees
2Clients
101-250Planning clients
0Private funds
5States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
May 2026 — ETHOS CAPITAL MANAGEMENT, INC. notice-filed in SC, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — ETHOS CAPITAL MANAGEMENT, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — ETHOS CAPITAL MANAGEMENT, INC. reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
February 2026 — ETHOS CAPITAL MANAGEMENT, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2025 — ETHOS CAPITAL MANAGEMENT, INC. (NEWTOWN, PA) is newly SEC-registered with $129.1M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.