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ROCK SPRINGS CAPITAL

BALTIMORE, MD · CRD 168648 · IAPD ↗ · 410-220-0130

$2.43BRegulatory AUM
8Advisory reps
17Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — ROCK SPRINGS CAPITAL reported RAUM down 27% ($3.32B -> $2.43B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2025 — ROCK SPRINGS CAPITAL reported RAUM down 42% ($5.77B -> $3.32B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
57
April 2025 — ROCK SPRINGS CAPITAL grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — ROCK SPRINGS CAPITAL shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.