← Tributary

INDEPENDENCE WEALTH ADVISORS, LLC

INDEPENDENCE, OH · CRD 306236 · IAPD ↗ · iwadirect.com · 216-268-3888

$210.3MRegulatory AUM
5Advisory reps
5Employees
3Clients
251-500Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — INDEPENDENCE WEALTH ADVISORS, LLC reported RAUM up 29% ($162.8M -> $210.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2025 — INDEPENDENCE WEALTH ADVISORS, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2025 — INDEPENDENCE WEALTH ADVISORS, LLC reported RAUM up 27% ($127.9M -> $162.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
June 2024 — INDEPENDENCE WEALTH ADVISORS, LLC (INDEPENDENCE, OH) is newly SEC-registered with $127.9M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.