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DIAZO, LLC

HENDERSON, NV · CRD 324419 · IAPD ↗ · 702-745-1800

$221.6MRegulatory AUM
4Advisory reps
9Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2025 — DIAZO, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2025 — DIAZO, LLC reported RAUM up 34% ($132.7M -> $177.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — DIAZO, LLC now reports custody of client assets ($3.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
March 2024 — DIAZO, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
March 2024 — DIAZO, LLC reported RAUM up 32% ($100.7M -> $132.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2024 — DIAZO, LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.