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CAIN, WATTERS & ASSOCIATES, LLC

FRISCO, TX · CRD 111521 · IAPD ↗ · 972-233-3323

$5.04BRegulatory AUM
86Advisory reps
341Employees
930Clients
More than 500Planning clients
0Private funds
51States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — CAIN, WATTERS & ASSOCIATES, LLC grew from 71 to 86 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
April 2025 — CAIN, WATTERS & ASSOCIATES, LLC grew from 63 to 71 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2024 — CAIN, WATTERS & ASSOCIATES, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — CAIN, WATTERS & ASSOCIATES, LLC reported RAUM up 33% ($2.66B -> $3.54B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.