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MAIN MANAGEMENT FUND ADVISORS, LLC

SAN FRANCISCO, CA · CRD 281689 · IAPD ↗ · mainmgtetfs.com · 415-217-5800

$1.01BRegulatory AUM
25Advisory reps
27Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

65
April 2026 — MAIN MANAGEMENT FUND ADVISORS, LLC grew from 20 to 25 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2026 — MAIN MANAGEMENT FUND ADVISORS, LLC crossed $1B in regulatory AUM ($582.1M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
60
April 2025 — MAIN MANAGEMENT FUND ADVISORS, LLC crossed $500M in regulatory AUM ($370.5M -> $582.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
62
April 2025 — MAIN MANAGEMENT FUND ADVISORS, LLC grew from 16 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2024 — MAIN MANAGEMENT FUND ADVISORS, LLC reported RAUM up 129% ($162.0M -> $370.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.