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SUMMIT PEAK INVESTMENTS, LLC

· CRD 310099 · IAPD ↗ · summitpeak.com · 817-350-4312

$1.09BRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
32Private funds
1States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2026 — SUMMIT PEAK INVESTMENTS, LLC crossed $1B in regulatory AUM ($807.5M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
38
June 2025 — SUMMIT PEAK INVESTMENTS, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — SUMMIT PEAK INVESTMENTS, LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.