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HORIZON FINANCIAL

WEST HENRIETTA, NY · CRD 305239 · IAPD ↗ · horizonfinancial.net · 585-334-3600

$510.2MRegulatory AUM
9Advisory reps
9Employees
0Clients
More than 500Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — HORIZON FINANCIAL crossed $500M in regulatory AUM ($455.8M -> $510.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
August 2025 — HORIZON FINANCIAL notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — HORIZON FINANCIAL now reports custody of client assets ($207.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
49
December 2024 — HORIZON FINANCIAL notice-filed in MD, NH, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.