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PAINSWICK CAPITAL MANAGEMENT LP

NEW YORK, NY · CRD 333644 · IAPD ↗ · painswickcapital.com · 212-644-5900

$1.59BRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

57
April 2026 — PAINSWICK CAPITAL MANAGEMENT LP grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2026 — PAINSWICK CAPITAL MANAGEMENT LP crossed $1B in regulatory AUM ($511.1M -> $1.59B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2025 — PAINSWICK CAPITAL MANAGEMENT LP now reports custody of client assets ($1.02B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2025 — PAINSWICK CAPITAL MANAGEMENT LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
April 2025 — PAINSWICK CAPITAL MANAGEMENT LP now reports 1 private fund(s) ($511.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
December 2024 — PAINSWICK CAPITAL MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.