← Tributary

OCEANIQ CAPITAL, LLC

PALO ALTO, CA · CRD 168062 · IAPD ↗ · oceaniqcapital.com · (415) 432-7580

$334.2MRegulatory AUM
4Advisory reps
7Employees
0Clients
0Planning clients
3Private funds
2States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
July 2026 — OCEANIQ CAPITAL, LLC moved its main office from REDWOOD CITY, CA to PALO ALTO, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
69
April 2026 — OCEANIQ CAPITAL, LLC reported RAUM up 57% ($212.4M -> $334.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2025 — OCEANIQ CAPITAL, LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — OCEANIQ CAPITAL, LLC reported RAUM up 58% ($114.8M -> $181.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.