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5C ADVISOR

NEW YORK, NY · CRD 330565 · IAPD ↗ · 5cinvest.com · 212-516-3171

$262.2MRegulatory AUM
12Advisory reps
29Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
April 2026 — 5C ADVISOR reported RAUM up 949% ($25.0M -> $262.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2025 — 5C ADVISOR grew from 3 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
September 2024 — 5C ADVISOR now reports custody of client assets ($50.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
September 2024 — 5C ADVISOR's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
September 2024 — 5C ADVISOR now reports 1 private fund(s) ($25.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
May 2024 — 5C ADVISOR (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.