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THE FINANCIAL ADVISORS, LLC

ANDOVER, MA · CRD 146680 · IAPD ↗ · tfa.bz · 978-475-3242

$1.11BRegulatory AUM
7Advisory reps
11Employees
0Clients
More than 500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — THE FINANCIAL ADVISORS, LLC (ANDOVER, MA) left the SEC roster (was $1.11B RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
April 2025 — THE FINANCIAL ADVISORS, LLC crossed $1B in regulatory AUM ($981.1M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.