← Tributary

EMPOWER PRIVATE WEALTH

NEW YORK, NY · CRD 331529 · IAPD ↗ · empowerpw.com · 941-340-0404

$34.5MRegulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
September 2026 — EMPOWER PRIVATE WEALTH (NEW YORK, NY) left the SEC roster (was $34.5M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
April 2025 — EMPOWER PRIVATE WEALTH notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — EMPOWER PRIVATE WEALTH moved its main office from SARASOTA, FL to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
70
April 2025 — EMPOWER PRIVATE WEALTH's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
August 2024 — EMPOWER PRIVATE WEALTH (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.