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STRATEGY ASSET MANAGERS L.L.C.

PASADENA, CA · CRD 109939 · IAPD ↗ · 626-657-0559

$930.1MRegulatory AUM
10Advisory reps
10Employees
0Clients
101-250Planning clients
2Private funds
18States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — STRATEGY ASSET MANAGERS L.L.C. notice-filed in CO, IL, ME, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — STRATEGY ASSET MANAGERS L.L.C. reported RAUM up 25% ($741.5M -> $930.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2025 — STRATEGY ASSET MANAGERS L.L.C. notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
April 2025 — STRATEGY ASSET MANAGERS L.L.C. grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2025 — STRATEGY ASSET MANAGERS L.L.C. reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
October 2024 — STRATEGY ASSET MANAGERS L.L.C.'s Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2024 — STRATEGY ASSET MANAGERS L.L.C. shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.