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HOUSATONIC PARTNERS

SAN FRANCISCO, CA · CRD 157618 · IAPD ↗ · (415) 955-9020

$1.71BRegulatory AUM
11Advisory reps
16Employees
0Clients
n/aPlanning clients
13Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — HOUSATONIC PARTNERS shrank from 14 to 11 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2026 — HOUSATONIC PARTNERS now reports custody of client assets ($1.71B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
59
April 2025 — HOUSATONIC PARTNERS grew from 10 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.