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BERKELEY, INC

BOISE, ID · CRD 117667 · IAPD ↗ · berkeleyinc.com · 208-853-6980

$573.9MRegulatory AUM
3Advisory reps
6Employees
25Clients
11-25Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2025 — BERKELEY, INC now reports custody of client assets ($252.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — BERKELEY, INC crossed $500M in regulatory AUM ($327.4M -> $595.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
February 2025 — BERKELEY, INC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
February 2024 — BERKELEY, INC notice-filed in LA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.