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1WS CAPITAL ADVISORS, LLC

NEW YORK, NY · CRD 298723 · IAPD ↗ · 1wscapital.com · 212-957-2500

$1.14BRegulatory AUM
0Advisory reps
9Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2026 — 1WS CAPITAL ADVISORS, LLC shrank from 53 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
75
April 2026 — 1WS CAPITAL ADVISORS, LLC crossed $1B in regulatory AUM ($561.0M -> $1.14B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
60
April 2025 — 1WS CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($266.0M -> $561.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
April 2025 — 1WS CAPITAL ADVISORS, LLC grew from 48 to 53 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
March 2024 — 1WS CAPITAL ADVISORS, LLC reported RAUM up 63% ($162.8M -> $266.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.