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BROADMARK ASSET MANAGEMENT LLC

DALLAS, TX · CRD 109422 · IAPD ↗ · 2147566900

$238.4MRegulatory AUM
3Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2025 — BROADMARK ASSET MANAGEMENT LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
November 2024 — BROADMARK ASSET MANAGEMENT LLC moved its main office from SAN FRANCISCO, CA to DALLAS, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
48
April 2024 — BROADMARK ASSET MANAGEMENT LLC reported RAUM down 76% ($1.29B -> $311.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2024 — BROADMARK ASSET MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.