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PLANPILOT

CHICAGO, IL · CRD 160319 · IAPD ↗ · 312-973-4911

$5.58BRegulatory AUM
11Advisory reps
15Employees
143Clients
n/aPlanning clients
0Private funds
19States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
March 2026 — PLANPILOT reported RAUM up 50% ($3.71B -> $5.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
37
February 2026 — PLANPILOT notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2025 — PLANPILOT added office(s): 3 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
37
April 2025 — PLANPILOT notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — PLANPILOT added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
February 2025 — PLANPILOT added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
March 2024 — PLANPILOT reported RAUM down 77% ($13.03B -> $3.02B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.