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PEAK ROCK CAPITAL LLC

AUSTIN, TX · CRD 165138 · IAPD ↗ · peakrockcapital.com · 512-765-6520

$7.28BRegulatory AUM
55Advisory reps
55Employees
0Clients
n/aPlanning clients
29Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

56
April 2026 — PEAK ROCK CAPITAL LLC reported RAUM up 60% ($4.56B -> $7.28B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2025 — PEAK ROCK CAPITAL LLC grew from 54 to 59 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.