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UNIQUE WEALTH STRATEGIES

BURR RIDGE, IL · CRD 323994 · IAPD ↗ · 630-318-0565

$381.5MRegulatory AUM
4Advisory reps
10Employees
0Clients
51-100Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — UNIQUE WEALTH STRATEGIES reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2025 — UNIQUE WEALTH STRATEGIES now reports custody of client assets ($6.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
65
February 2024 — UNIQUE WEALTH STRATEGIES reported RAUM up 38% ($181.6M -> $251.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2024 — UNIQUE WEALTH STRATEGIES reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.