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CAROLINA STRATEGY, LLC

· CRD 324629 · IAPD ↗ · carolinastrategy.com · 980-269-9899

$119.1MRegulatory AUM
1Advisory reps
1Employees
0Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
April 2025 — CAROLINA STRATEGY, LLC (location n/a) is newly SEC-registered with $111.8M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.