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GENERAL INNOVATION CAPITAL, LLC

NEW YORK, NY · CRD 331306 · IAPD ↗ · 917-816-1744

$330.7MRegulatory AUM
6Advisory reps
8Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2026 — GENERAL INNOVATION CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
57
April 2026 — GENERAL INNOVATION CAPITAL, LLC reported RAUM up 72% ($200.0M -> $345.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
30
March 2026 — GENERAL INNOVATION CAPITAL, LLC moved its main office from MIAMI, FL to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
April 2025 — GENERAL INNOVATION CAPITAL, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
35
February 2025 — GENERAL INNOVATION CAPITAL, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
80
October 2024 — GENERAL INNOVATION CAPITAL, LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
45
August 2024 — GENERAL INNOVATION CAPITAL, LLC (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
80
June 2024 — GENERAL INNOVATION CAPITAL, LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.