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MINT ASSET MANAGEMENT LLC

NEW YORK, NY · CRD 315568 · IAPD ↗ · mintassetmanagement.com · 908-777-1717

$64.5MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
August 2026 — MINT ASSET MANAGEMENT LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
August 2026 — MINT ASSET MANAGEMENT LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2025 — MINT ASSET MANAGEMENT LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2025 — MINT ASSET MANAGEMENT LLC reported RAUM up 29% ($43.9M -> $56.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
November 2024 — MINT ASSET MANAGEMENT LLC moved its main office from HOBOKEN, NJ to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
95
October 2024 — MINT ASSET MANAGEMENT LLC (HOBOKEN, NJ) is newly SEC-registered with $43.9M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.