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SQUAREPOINT OPS LLC

NEW YORK, NY · CRD 172116 · IAPD ↗ · 646 868 1500

$226.98BRegulatory AUM
61Advisory reps
69Employees
0Clients
n/aPlanning clients
11Private funds
5States
4Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — SQUAREPOINT OPS LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — SQUAREPOINT OPS LLC grew from 51 to 61 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
34
April 2025 — SQUAREPOINT OPS LLC notice-filed in CA, IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — SQUAREPOINT OPS LLC shrank from 72 to 51 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — SQUAREPOINT OPS LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — SQUAREPOINT OPS LLC reported RAUM up 44% ($126.50B -> $182.23B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2024 — SQUAREPOINT OPS LLC shrank from 143 to 72 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
59
April 2024 — SQUAREPOINT OPS LLC reported RAUM up 74% ($72.71B -> $126.50B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.